Responsabilidade de “colarinho branco” por crimes internacionais

os casos Lafarge

Autores/as

DOI:

https://doi.org/10.5281/zenodo.17857894

Palabras clave:

Direito Penal Internacional, Criminalidade de Colarinho Branco, Terrorismo

Resumen

O presente trabalho aborda a conexão entre o Direito Internacional Penal e o Direito Penal Econômico discutindo as diretrizes teóricas da responsabilidade penal de empresas e seus agentes por graves violações de Direitos Humanos. Em acréscimo, discute os casos movidos contra a companhia Lafarge nos Estados Unidos e na França pela realização de negócios com o Estado Islâmico. Conclui-se que, ainda que tribunais internacionais geralmente não possuam jurisdição sobre pessoas jurídicas, a parte especial do Direito Internacional Penal oferece uma base útil para lidar com má conduta no plano doméstico e alerta agentes econômicos dos riscos de responsabilidade.

Descargas

Los datos de descargas todavía no están disponibles.

Biografía del autor/a

Mateus Henriques Thomas, Leiden University, Países Baixos

Master in Public International Law (Leiden). Specialist in International Law, International Relations and Bachelor of Laws (UFRGS). Lawyer.

Citas

ACCIOLY, Hildebrando; SILVA, Geraldo Eulálio do Nascimento e; CASELLA, Paulo Borba. Manual de Direito Internacional Público. 24. ed. São Paulo: Saraiva, 2019.

AMBOS, Kai. International Economic Criminal Law: The foundations of companies’ criminal responsibility under international law. Criminal Law Forum, v. 29, n. 4, p. 499-566, 2018. https://doi.org/10.1007/s10609-018-9356-9

AMBOS, Kai. Treatise on international criminal law: Foundations and general part. 2. ed. Oxford: Oxford University Press, 2021a. v. 1.

AMBOS, Kai. Rome Statute of the International Criminal Court: article-by-article commentary. 4. ed. London: Beck/Hart, 2021b.

ANGELO, Matthew et al. Corporate Criminal Liability. American Criminal Law Review, v. 57, n. 3, p. 513, 2020. Available from: https://law.digital.georgetown.edu/handle/10822/1081000. Accessed on: 29 May 2025.

APARAC, Jelena. Business and armed non-state groups: challenging the landscape of corporate (un)accountability in armed conflicts. Business and Human Rights Journal, v. 5, n. 2, p. 270-275, jul. 2020. https://doi.org/10.1017/bhj.2020.8

ARAÚJO, Marina Pinhão Coelho; SOUZA, Luciano Anderson de. Capítulo 2: Conteúdo do Direito Penal Econômico. In: ARAÚJO, Marina Pinhão Coelho; SOUZA, Luciano Anderson de (org.). Direito Penal Econômico. 2. ed. São Paulo: Thomson Reuters Brasil, 2023.

ÁVILA, Anne Caroline Primo. Direito Penal Econômico e Criminal Compliance. São Paulo: Damásio Educacional, [s.d.].

BEALE, Sara Sun; SAFWAT, Adam G. What developments in Western Europe tell us about American critiques of corporate criminal liability. Buffalo Criminal Law Review, v. 8, n. 1, p. 89-163, 2004. https://doi.org/10.1525/nclr.2004.8.1.89

BECK, Susanne. Corporate criminal liability. In: DUBBER, Markus D.; HÖRNLE, Tatjana (org.). The Oxford Handbook of Criminal Law. Oxford: Oxford University Press, 2014. p. 560-582.

BRAZIL. Superior Tribunal de Justiça (Sexta Turma). REsp 1931069/SP, Rel. Min. Laurita Vaz. Brasilia: STJ, 26 abr. 2023.

BUELL, Samuel W. The responsibility gap in corporate crime. Criminal Law and Philosophy, v. 12, n. 3, p. 471-491, 2018. https://doi.org/10.1007/s11572-017-9434-9

BUELL, Samuel W. Corporate criminal liability. In: PETRIN, Martin; WITTING, Christian (org.). Research Handbook on Corporate Liability. Cheltenham, UK; Northampton, USA: Edward Elgar, 2023. p. 100-115.

CASSESE, Antonio; GAETA, Paola. Cassese’s international criminal law. 3. ed. Oxford: Oxford University Press, 2013.

CLAPHAM, Andrew; JERBI, Scott. Categories of corporate complicity in human rights abuses. Hastings International and Comparative Law Review, v. 24, n. 3, p. 339-349, 2001.

CRAWFORD, James R. Brownlie’s principles of public international law. 8. ed. Oxford: Oxford University Press, 2012.

CRYER, Robert; ROBINSON, Darryl; VASILIEV, Sergey. An introduction to international criminal law and procedure. 4. ed. Cambridge: Cambridge University Press, 2019.

DEVA, Surya. From business or human rights to business and human rights: what next? In: DEVA, Surya; BIRCHALL, David (org.). Research Handbook on Human Rights and Business. Cheltenham, UK; Northampton, USA: Edward Elgar Publishing, 2020.

DUPUY, René-Jean. O Direito Internacional. Coimbra: Almedina, 1993.

FRANCE. Cour de cassation, criminelle, Chambre criminelle, 7 septembre 2021, 19-87.367, Publié au bulletin. Paris: Légifrance, 2021. Available from: https://www.legifrance.gouv.fr/juri/id/JURITEXT000044105521. Accessed on: 13 Jan. 2025.

FRANCE. Code pénal. Paris: Légifrance, 1994. Available from: https://www.legifrance.gouv.fr/codes/texte_lc/LEGITEXT000006070719. Accessed on: 21 Jan. 2025.

FRIEDRICHS, David O. White collar crime: definitional debates and the case for a typological approach. In: RORIE, Melissa L. (org.). The handbook of white-collar crime. Hoboken: Wiley-Blackwell, 2020. p. 16-31.

FRULLI, Micaela. Jurisdiction Ratione Personae. In: CASSESE, Antonio; GAETA, Paola; JONES, John R. W. D. (org.). The Rome statute of the international criminal court: a commentary. Oxford; New York: Oxford University Press, 2002. p. 527-542.

GERMANY (TERRITORY UNDER ALLIED OCCUPATION, 1945-1955: U.S. ZONE). Trials of war criminals before the Nurenberg Military Tribunals under Control Council law No. 10: Nuernberg, October 1946-April 1949. Washington, D.C.: U.S. GPO, 1949.

GORSKI, Simone. Individuals in International Law. (Technical note). Oxford: Oxford Public International Law, 2013. Available from: https://opil.ouplaw.com/display/10.1093/law:epil/9780199231690/law-9780199231690-e829. Accessed on: 8 Dec. 2025.

HAFNER, Gerhard. The emancipation of the individual from the State under International Law. Leiden: Martinus Nijhoff, 2013. v. 358.

HEMPTINNE, Jérôme de; ROTH, Robert; SLIEDREGT, Elies van (org.). Modes of liability in international criminal law. Cambridge: Cambridge University Press, 2019.

HIGGINS, Rosalyn. Problems and process: international law and how we use it. Oxford: Clarendon, 2000.

INTERNATIONAL CRIMINAL COURT. Rome Statute of the International Criminal Court. Hague: ICC, 2021. Available from: https://www.icc-cpi.int/sites/default/files/RS-Eng.pdf. Accessed on: 29 May 2025.

INTERNATIONAL CRIMINAL TRIBUNAL FOR THE FORMER YUGOSLAVIA. The Prosecutor v. Dusko Tadic, Appeals Chamber, Judgement of 15 July 1999. Available from: https://ucr.irmct.org/scasedocs/case/IT-94-1#eng. Accessed on: 14 Jan. 2025.

INTERNATIONAL CRIMINAL TRIBUNAL FOR THE FORMER YUGOSLAVIA. The Prosecutor v. Mitar Vasiljevic, Appeals Chamber, Judgement of 25 Feb. 2004. Available from: https://ucr.irmct.org/scasedocs/case/IT-98-32#eng. Accessed on: 14 Jan. 2025.

KELSEN, Hans. Principles of international law. New York: Rinehart, 1952.

LAFARGE. Registration document: Lafarge 2014 (Anual report). Paris: Lafarge, 2015. Available from: https://web.archive.org/web/20150417051907/http://www.lafarge.com/sites/default/files/atoms/files/03232015-press_publication-2014_annual_report-uk.pdf. Accessed on: 14 Jan. 2025.

MADRUGA, Antenor Pereira. Constituição brasileira de 1988: monista ou dualista? Revista de Informação Legislativa, v. 45, n. 179, p. 135-140, 2008.

MCAULIFFE, Padraig. Suspended disbelief? The curious endurance of the deterrence rationale in international criminal law. New Zealand Journal of Public and International Law, Victoria, v. 10, n. 2, p. 227-262, 2012.

MCCORQUODALE, Robert. The individual and the international legal system. In: EVANS, Malcolm D. (org.). International law. 1. ed. Oxford; New York: Oxford University Press, 2003. p. 299-325.

MELLO, Celso D. de Albuquerque. Curso de Direito Internacional Público. 14. ed. Rio de Janeiro; São Paulo: Renovar, 2002. v. 1.

NOLLKAEMPER, André. National courts and the international rule of law. Oxford: Oxford University Press, 2011.

PORTMANN, Roland. Legal Personality in International Law. Cambridge: Cambridge University Press, 2010.

POWDERLY, Joseph. Judges and the Making of International Criminal Law. Leiden, NL; Boston, USA: Brill; Nijhoff, 2020.

RAJA, Masood Ashraf. ISIS: Ideology, Symbolics, and Counter Narratives. 1. ed. London: Routledge, 2019.

REZEK, Francisco. Direito Internacional Público: Curso Elementar. 11 ed. rev. atual. São Paulo: Saraiva, 2008.

SALVADOR NETTO, Alamiro Velludo. Responsabilidade penal da pessoa jurídica. 3. ed. São Paulo: Thomson Reuters Brasil, 2023.

SALVAGE, Philippe. Droit penal general. 8. ed. Fontaine: Presses Universitaires de Grenoble, 2016.

SCHABAS, William. The International Criminal Court: A commentary on the Rome Statute. 2. ed. Oxford: Oxford University Press, 2016. v. 1.

SHAW, Malcolm N. International law. 9. ed. Cambridge, United Kingdom; New York, NY, USA: Cambridge University Press, 2021.

SLIEDREGT, E. van; YANEV, Lachezar. Co-perpetration based on joint control over the crimes. In: HEMPTINNE, Jérôme de; ROTH, Robert; SLIEDREGT, Elies van (org.). Modes of liability in international criminal law. Cambridge: Cambridge University Press, 2019. p. 85-120.

SOUSA, Denise Silva de. O indivíduo como sujeito de Direito Internacional. 1. ed. Curitiba: Juruá, 2008.

STAHN, Carsten. A critical introduction to International Criminal Law. 1. ed. Cambridge: Cambridge University Press, 2018.

STAHN, Carsten; VAN DEN HERIK, Larissa. ‘Fragmentation’, diversification and ‘3D’ legal pluralism: International Criminal Law as the Jack-in-the-Box? In: VAN DEN HERIK, Larissa; STAHN, Carsten (org.). The diversification and fragmentation of International Criminal Law. Leiden, NL; Boston, USA: Brill; Nijhoff, 2012. p. 21-87.

STOITCHKOVA, Desislava Emanouilova. Towards corporate liability in international criminal law. Utrecht: Universiteit Utrecht, 2010.

SUTHERLAND, Edwin H. White-Collar Criminality. American Sociological Review, v. 5, n. 1, p. 1-12, 1940.

UNITED NATIONS WAR CRIMES COMMISSION. The Zyklon B Case: Trial of Burno Tesch and two others. Hamburg: British Military Court, 1946.

UNITED STATES OF AMERICA. United States of America against Lafarge S.A. and Lafarge Cement Syria S.A.: Plea Agreement. District of New York: Department of Justice, 2022. Available from: https://www.justice.gov/d9/press-releases/attachments/2022/10/19/us_v._lafarge_-_plea_agreement_and_attachments_ecf_0.pdf. Accessed on: 20 Nov. 2024.

WAGNER, Markus. Corporate criminal liability: national and international responses. Commonwealth Law Bulletin, v. 25, n. 2, p. 600-608, 1999. https://doi.org/10.1080/03050718.1999.9986542

WOUTERS, Jan; CHANÉ, Anna-Luise. Multinational Corporations in International Law. In: REINISCH, August; RYNGAERT, Cedric; NOORTMANN, Math (org.). Non-state actors in international law: Studies in international law. Oxford: Hart Publishing, 2015. p. 225-252.

Publicado

2025-12-17

Cómo citar

THOMAS, Mateus Henriques. Responsabilidade de “colarinho branco” por crimes internacionais: os casos Lafarge. Boletín IBCCRIM, São Paulo, v. 34, n. 398, p. 21–24, 2025. DOI: 10.5281/zenodo.17857894. Disponível em: https://publicacoes.ibccrim.org.br/index.php/boletim_1993/article/view/1948. Acesso em: 4 jun. 2026.

Métrica

Artículos similares

1 2 3 4 5 6 7 8 9 10 > >> 

También puede Iniciar una búsqueda de similitud avanzada para este artículo.